On the basis of his once popular lecture and short book,
“Existentialism as a Humanism,” in which he attempted to define
“existentialism” as the thesis that our existence precedes our essence, Sartre
has been effectively related to Heidegger as A.J. Ayer was to Carnap. Heidegger
and Carnap wrote dry, highly technical works in laying out forms of existentialism
and logical empiricism, respectively, while Sartre and Ayer popularized the
movements by bringing them down to earth with some simpler, introductory texts.
But Sartre also wrote Being and
Nothingness, a tome that’s as systematic, monumental, and difficult as
Heidegger’s Being and Time, so that
analogy is imperfect at best.
In any case, I want to consider here where Sartre’s early
philosophy stands in relation to cosmicism (dark, unpleasant naturalism), to
science-based, philosophical horror. Can and should some of Sartre’s insights
be naturalized for the sake of adding to an unflinching philosophy of natural
life?
Some Elements of Being
and Nothingness
Sartre derives his early ontology, psychology, and ethics
from Husserl’s principle that intentionality is central to consciousness.
Intentionality is being meaningfully directed towards something else, as in a
thought’s being about a chair. Sartre uses the phenomenological method of building
his analysis on how things intuitively seem in ordinary experience, but he
proceeds from that starting point of intentionality to some very different
conclusions than Heidegger’s. Heidegger’s ontotheology of Being relieves
the weary, alienated existentialist who yearns for a deeper sense of belonging
than what’s available in the “fallen,” instrumental world of our pet projects.
As in Gnosticism, Heidegger’s version of transcendent Being, the metaphysical ground
of all particular beings gallops in to rescue us from the automatism of
materialistic culture, awarding the authentic individual a heroic portion of
angst as he or she realizes our true, temporal nature, which should put death
at the forefront of our thoughts. The authentic individual is alienated from
the illusions of the fallen world which mask our tragic nature, from the
conventional world in which we identify with our social roles. But once she
grasps the truth that she can identify with Being, with the fundamental
whatness of things that distinguishes them from nothingness, her human
suffering is dignified by her understanding that its part of a nobler story
than the kitsch and propaganda of the Machiavellian, materialistic culture.
By contrast, Sartre’s philosophy is antifoundational: for Sartre, life is absurd and tragic and there’s
no hope for salvation. If consciousness is always directed away from itself towards
something else, the attempt to consciously know the self is futile, since each
conscious state is necessarily about something
else. Whereas unconscious things are solid
and self-identical, complete and candid, as it were, in revealing themselves,
consciousness is translucent, relational, and shifty. The ontological mode of
mindless objects like chairs or rocks is that they’re “in-itself,” meaning that
they are just what they would appear to be if a conscious observer of them
weren’t bound by a partial perspective and could take their entirety in at a
glance; even if things which exist in themselves have a hidden dimension, such
as at the chemical or quantum levels, they nevertheless exist as what you find
at those levels. A conscious being,
however, has no such plain, stable nature, but is condemned to search
desperately to find itself by creating itself in various life projects. The
self, then, lives for itself, since
there’s nothing in the self by way of
a given nature. Indeed, whereas Heidegger identifies perfected human nature
with Being, Sartre says we’re essentially nothing. Hence, the title of his
major book: Being and Nothingness.
Consciousness has a negative inner nature because of its
intentional aspect. By always being about other
things in each mental state or moment, consciousness negates itself. It’s as
though consciousness generally were like a self-effacing person who for years
doesn’t want to stand out in a crowd, spends every waking minute pondering how she
might put others first, and consequently doesn’t build up any distinctive
personality—until it dawns on her that she’s internally empty and so she endeavours
to find herself by taking up gardening or stamp-collecting. Consciousness
negates itself but it also negates the world with the nothingness inherent in
partial perspectives and in the imagining of counterfactual scenarios. Despite
the fact that a rock can be only what it is, since it has no freedom to be
otherwise, we never perceive the whole rock, since we see it only from a
certain angle, as I already indicated. Conscious experience thus negates the rock’s
being by presenting us with an incomplete image. And we can even imagine what
the world would have been like had the rock never existed at all.
From this negativity of our inner nature, Sartre infers that
our key attribute is our freedom, and
this becomes central to Sartre’s philosophy. Our inner emptiness as conscious
beings is a blessing in disguise, since we’re divorced from the world of things
that are enslaved to their given nature; our mental negation of them distances
us from those things and thus liberates us. Sartre concedes that our freedom
isn’t absolute in that we have what he calls some “facticity,” some
preconditions of our choices which we don’t establish. In particular, because an
individual is never identical with herself, in that she always negates or
slides away from herself, due to her devious relationality or translucency, as
it were, the self has a temporal structure, much as Heidegger said. And so the
self’s past builds up the limits of her freedom, since her past actions can no
longer be changed. The future, though, is open and so Sartre calls the self’s
freedom “transcendence,” meaning our inescapable opportunity to redefine ourselves
to some extent (within the limits of our facticity or our concrete past and
other circumstances).
Nevertheless, our
freedom is terrifying, according to Sartre, because it brings to light our
inner nothingness, our lack of a given personal identity or of any foundation
on which to rest and to set aside our burden of responsibility for what we
choose to make of ourselves. We’re always tempted, then, to escape from our
freedom into the existential form of self-deception that Sartre calls “bad
faith.” Sartre’s account of inauthenticity is similar to Heidegger’s, since our
most prevalent kind of ruse is to objectify ourselves, to lose ourselves in our
social role, for example, and to ignore our underlying freedom and
responsibility. Sartre adds another kind of inauthenticity, which is to attempt
to be an absolutely free for-itself, as opposed to an unfree in-itself or
object. This would be the deluded sort of fellow who thinks he can become an
astronaut even though he’s not proficient in math or science or he’s too old to
apply for training.
In any case,
authentic persons live with the instability of their nature, with the tension
between their facticity and transcendence, their fixed partial limits and their open-endedness. Still, this ethically superior sort of person is at best an
antihero, since there’s no final victory and no escape from life’s absurdity.
Both inauthentic and authentic persons search for identity within life
projects, but authentic persons understand the existential stakes: instead of
pretending we can surrender the burden of our free nature, by taking our roles
for granted, we can self-consciously create ourselves and take responsibility
for everything we do. This would be
easier were it not for the absurdity that we’re nonentities attempting to be
not just something but everything. For Sartre says that our ideal purpose is
to be the self-contradictory unity of the “in-itself-for-itself,” that is, God,
consciousness with a perfected, fixed and objective identity. God in that sense
is impossible and so all our life projects are for naught; our personal and
professional games and obligations fail to satisfy, because the life of any
conscious being is doomed from the start. This isn’t just because we’re finite
and so we may lack the time to complete the tasks we set for us; the absurdity, rather, is the quixotic attempt
of an inner emptiness to be true to that condition while simultaneously
attempting to fill itself. There’s a theistic cliché of the soul’s having a
God-shaped hole, a craving for God. Sartre agrees there’s some such yearning,
but he denies the possibility of salvation. The best we can accomplish is to
struggle, resigning ourselves to the ultimate futility of our efforts as in the
myth of Sisyphus.
Consciousness and Freedom
Sartre’s view of freedom may seem egalitarian in that he
implies that wherever there’s consciousness, there’s freedom. Thus, contrary to
Nietzsche, for example, there shouldn’t be classes or grades of humans, since
there’s no fundamental difference in the inner worth of the herd and of enlightened
self-creators. Sartre’s distinction between the authentic and the inauthentic
selves doesn’t establish class differences, since he contends that the temptation
to submit to bad faith is ever-present, and that even authenticity is no magnificent
accomplishment that provides an escape from absurdity. If freedom is based on
the intentional structure of consciousness, the elitist notion of the vulgar and
hopeless herd would seem to be groundless. For Sartre, we all equally have
powerful freedom as long as we’re conscious, because it’s consciousness that
rips us from the world of mindless objects, that alienates us from the
in-itself and hurls us on the futile quest to find an ultimate resting place.
Instead, we’re condemned to transcend our every plateau of transcendence, or at
least to recognize that we’re always free, to some extent, to do so, in which
case we’re liable to sabotage each life project with the threat of another one.
But does consciousness
alone make us free? Here we have to distinguish between two kinds of
freedom, spontaneity and autonomy. Sartrean freedom is just indeterministic spontaneity, our
potential to break out of every cage. Freedom in his sense is comparable to the
quantum power of violating the expectation of locality, of zigging left when
the particle could just as well have zagged right. If we’re internally empty,
in that consciousness is a power of negation, of not being a given, completed
object, we’re not entirely bound as robots by anything, including our finite bodies
and history. We can always transcend or negate what we take for granted; we can
be spontaneous. This kind of freedom differs from autonomy or self-control,
from the freedom to override our animal reflexes perhaps, but only to achieve a
more fixed sense of self that allows us to rationally work out a life plan, to
pursue goals that we choose for ourselves. These two concepts of freedom have
in common the idea of choices originating from a self, as opposed to descending
from a causal sequence that extends beyond the self. But Sartrean spontaneity leaves the self as a black box or a void,
whereas autonomy requires something like an ego, a self of higher-order
thinking, character traits, commitments, and the like that enable the self to conquer the
world in its name.
The spontaneous self is like the flighty, fickle person who
isn’t bound to any fixed character; she can change her mind at any moment,
because as Sartre says, she regards herself as empty and so she goes with the
flow. The autonomous self is like the king whose sovereignty over the land
amounts to his recreation of the environment in his image; this sovereignty ends in the creation of a kingdom as his extended self, but it
begins with his creation of a higher self, of a person who has control over his
animal inclinations. The first kind of
freedom is unpredictable due to groundlessness, whereas the second kind posits
levels of causality. The point of spontaneity is the separation of the self
from all causality, making the self a kind of magic top hat out of which almost
anything might emerge. The point of autonomy is that the self transcends the
order of animal slaves and reaches indeed a godlike form of control. Whereas
animals are governed by the natural world, the autonomous self governs its
(lower) self to create an artificial world.
These two kinds of freedom, however, may not be mutually
exclusive; at least, both are possible factors at different stages or moments
in life. We may require autonomy to manage our life projects, but spontaneity
to jump ship from one project to the next. The two kinds of freedom would thus
be analogous to what the positivists called the internal and external questions
formed within and between worldviews, respectively, or to what Thomas Kuhn
popularized as normal and revolutionary science. Certain puzzles arise from the
assumptions of a worldview, but the challenge posed by a revolutionary problem due
to anomalous data may compel the theorist to leave behind that paradigm and to
devise a new conceptual framework. Replace the worldview with the ego or with
the self whose control stems from its command of a conceptual scheme, and you
have the function of autonomy. Should the need arise for a drastic recreation
of that self, the need for the freedom of carefree spontaneity or of a leap of
faith would come to the fore. And Nietzschean elitism might be based on the
fact that certain social classes don’t have the discipline or courage to
achieve the power of autonomy but remain mired in animal concerns.
However, Sartre would maintain that autonomy is in bad
faith. It’s not a question of “needing” to create the self; rather, we’re
always spontaneous in virtue of the mere fact that we’re conscious or internally
empty. If you attempt to naturalize the self by positing evolutionary
constraints, for example, as opposed to assuming that the self is a blank slate,
Sartre would interpret that evolutionary account as being about our facticity.
The phenomenological perspective is supposed to reveal that consciousness is unnatural,
meaning that it’s not scientifically explainable. And indeed, it’s no accident
that religions and philosophies have been attracted to metaphysical dualism,
since dualism makes sense of the intuition that consciousness doesn’t seem like
any object we find in the natural world; the self is supposed to be an
immaterial, transparent spirit that does, after all, resemble nothingness, that
is, no-thingness, an X that’s unlike any physical, sensible thing.
But Sartre would go further in attributing the
identification with the ego as a form of bad faith. The ego would be just
another life project, except this one would be primarily psychological rather
than social. Like the Buddhist, Sartre would denigrate the clutching at the ego
as futile and wrongheaded. The self that’s formed from higher-order thoughts
and character traits, which distinguish us as individual, personal minds,
exerting executive control over our more programmed capacities is illusory if
we mistake this self for the basis of our salvation. According to the Buddhist,
identifying with the ego or the mind is bound to disappoint, since this self
isn’t as independent as we might wish it to be. And Sartre would stress that
underlying that self is the negativity of consciousness. Indeed, the distinction
between the Sartrean self as nothing-based freedom, and what Oswald Spengler
might call the Faustian self, the rational, autonomous individual that’s
idolized in secular Western culture looks like the ancient distinction between spirit
and mind. The spirit is just
consciousness, which is a mysterious emptiness or antimatter, and the mind is the self-determining ego, the
set of higher, largely rational brain functions that supply us with our
personality.
And again like the Buddhist, Sartre is insisting that we be
prepared to give up on our self-as-mind. Our true nature for Buddhists is the
emptiness or oneness of all things, which indeed we can find by reflecting on
consciousness through meditation. For Sartre, we’re defined by the structure of
consciousness which demotes any mental or social construction, including our
personal self. Thus, the mere intentional aspect of consciousness doesn’t
suffice for personhood, nor does spontaneity or indeterministic freedom. A
magic top hat isn’t yet a person just because it can be unpredictable. What Sartre would attribute to our
facticity—our mind, character, and autonomy via higher-order thinking—are what individuate
us as persons. The Buddhist is up-front about recommending that we detach
from our desires and cease to identify with our mind or to attempt to be a
person in the first place. Personhood, the craving for independent life, is the
source of suffering and that which must be eliminated, says the Buddhist. Sartrean
consciousness is like nirvana, the absence of personal selfhood in exchange for
a sense of oneness with the field of interdependent natural events. Yet he
recommends not withdrawal from the world, but the clownish wrestling with
deficient life projects. If the autonomous mind or the personal self is just a
ploy to deceive ourselves, a pretense that we’re not internally empty after
all, Sartre’s ethics of spontaneity might trump Western individualism.
Absurdity, Progress, and Godhood
To help answer whether that’s so, we should consider
Sartrean freedom in light of what he calls the absurdity of our fundamental
life project, the attempt to be God. After all, as Yuval Harari points out in Homo Deus, it’s surely no accident that progress
for the Enlightenment is measured by the extent to which the power of technoscience manages to turn people into gods. Recall that the gods are
modeled on human aristocrats and tyrants, and so the hallmark of
divinity is control over a lower order of being, as in a king’s sovereignty
over the peasants in his kingdom. And don’t the technological applications of
science grant us control over more and more of the realm of natural processes,
potentially making us immortal, thanks to genetic engineering, nanotechnology,
and the computational theory of mind? One question, then, is whether that
apotheosis is hubristic or otherwise foolish and doomed to fail. Modern
humanists will point to social advances due to our rediscovery, after the
European Dark Age, that although God doesn’t seem inclined to rescue us, we can solve our problems thanks
precisely to the natural power of human mentality.
That power is a form of slavery, from the Sartrean
perspective, since at best it’s complementary to spontaneity. But historically and from the evolutionary standpoint,
autonomy is our liberator. Indeed, much of the negativity of consciousness
emerged from that prior liberation: we can imagine counterfactual situations
and devise intelligent plans because of the freestanding, global workspace of higher-order
thought. Indeed, the conscious states that enable us to be spontaneous, as
opposed to the kinds of programming that bind us to our biological life cycle
are formed by the linguistic aspect of such thoughts. We think in words. In any
case, we exercised autonomy not just over our animal nature but over the
wilderness, creating artificial habitats that magnify our power by
incorporating the purposes and values we project into our external symbols and tools.
Sartre will say that this naturalistic explanation of
consciousness is itself in bad faith. But this only pits phenomenology and intuition
against biology and philosophical naturalism. Is consciousness a miraculous
black box or is it a function of the brain-mind? Perhaps more importantly, from
a pragmatic viewpoint, are we more likely to do well in life if we strive to
make our philosophy coherent with science or if we insist on a god of the gaps,
on a mystery that science can never explain? Does the Sartrean absurdity of
life follow from his fatal privileging of intuition in his phenomenological
analysis? If our distant ancestors had slavishly deferred to how the world
seems to them intuitively, we never would have progressed or even evolved into
modern humans capable of artistic expressions such as Being and Nothingness.
The charitable way of negotiating these ideas is to say that
both the naturalistic and the Sartrean self-conceptions have their uses. We
should treat them both as models or
simplifications of the total truth, in which case we can reformulate the
conceptions as we attempt to interpret either model from the other’s
perspective or to construct a third, hybrid model that subsumes them. So the
upshot of Sartre’s early philosophy is his antifoundationalism: life is an absurd struggle with our inner
emptiness, giving rise to a series of self-transformations because of the
inescapability of our freedom-as-spontaneity. I’ve already suggested in the
last section how these insights might be incorporated in a naturalistic
framework. Spontaneity is the concern that at any moment we might need to
resort to a revolution in our way of thinking, but because as animals we’re practical
and attach ourselves to our conceptions for the sake of our survival, we opt
for a revolution only as a last resort.
The Buddhist says we
should strive to be something other than a self or a mind if we want to end our
suffering, and Sartre says this naturalistic pragmatism depends on self-deception
and is thus unethical. The cosmicist (dark naturalist) answers the Buddhist thusly: the most reliable way of ending suffering is by increasing our
empirical knowledge and the extent of our technological control over nature. If
that kind of progress only replaces one set of desires with another and thus
fails to eliminate all suffering, perhaps some suffering is needed to learn how
to improve on ourselves and on the world around us. Buddhism is supposed to be
a short-cut to heaven on earth, but inner peace would leave nature’s monstrosity unaltered. The Buddhist learns how to make peace with the horrors
of entropy, black holes, and bloodthirsty natural selection by adopting
nature’s amorality. Whether there’s more honour in withdrawing from the
struggle than in fighting against nature’s indifference is hardly obvious.
Ironically, this Buddhist progress of renouncing commitment to the ego and thus
to the pragmatic basis of technoscience may be more selfish even than Western
individualism, since the latter holds out the option of humane interventions in
nature as opposed to letting nature be. It’s not even clear that individualism
is more destructive than full-blown asceticism, since humanistic control over
nature could safeguard life, whereas if we withdraw from the struggle against
the wilderness, nature would be free to evolve further tyrannies and
bloodlettings.
As for the cosmicist answer to Sartre on this point, there
needn’t be any such self-deception since, as I said, the pragmatist can
incorporate both models, both naturalism and existentialism so as not to fall
afoul of either’s standard. After all, if we go full-force into Sartrean
therapy and prize spontaneity above autonomy, we give short shrift to the
mindframe that drives technoscientific progress. In that case, the naturalist is free to charge the Sartrean with
failing to stand on the side of historical progress, with zigzagging all over
the place in a haphazard selection of life goals instead of taking as read the
larger, evolutionary story of life’s struggle. By taking as sacrosanct the
intuitions that speak to the phenomenologist, the Sartrean fails according to our rational, epistemic obligation to
go where the evidence leads. To wit, cognitive science supplies the
evidence of an alternative kind of freedom, one that’s evidently been crucial
to the development of our species and thus to the structure of our
consciousness and of Sartrean spontaneity.
Now again, if naturalism were an excuse to treat each other
like objects, as in the Frankfurt School’s criticism of consumer
society, for example, then indeed Sartre may have a point about the
pragmatist’s self-deception. In reducing philosophies to “models,” the
naturalist may be privileging “facticity” or the world of the “in-itself,” in
which case pragmatism might be a rationalization of our failure to take
personal responsibility for our choices. And indeed, the naturalist is liable
to objectify everyone in the search of transhuman godhood, since
divinity would be equated with dominance and our power would derive from
technological enhancements of our bodies, not so much from any need for wisdom
in using that power. This indicates that something like Sartre’s version of
authenticity likewise needs to be reformulated to provide us with a sobering
reminder that people (things that are for themselves) aren’t just objects,
contrary to overly reductionistic versions of naturalism. Indeed, there’s a
ready place for such authenticity, since the pragmatist is likely condemned to
going back and forth between models, in which case she has to suffer their
imperfect coherence, that is, the incompleteness of even our best worldview. Instead of needing to reconcile our concrete limitations with our
spontaneity, we’re left with having to reconcile naturalism with Sartre’s
existentialism, and in either case we’re unlikely to fully succeed. So the
existential struggle and absurdity remain.
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