What is the first genre of fiction? In other words, what
purpose was served by the invention of the story, that is, of communication
that departs in some respects from what’s really happening?
Strictly speaking, the very first verbal departure from
reality would have included memories (confabulations) and prescriptions
(statements meant to depict how things should
be). Indeed, any statement that doesn’t capture exactly how events are playing
out is to some extent counterfactual. This includes predictions of how events
will probably unfold, since predictions are at least partly conjectural. Even
commonsense generalizations, such as, “Tomorrow the sun will rise” don’t limit
themselves to reporting how precisely certain sense data are received and
processed, and so these, too, are fictional. For that matter, since all words
in natural language are partly analogical and idealistic, there’s no such thing
as nonfiction in ordinary discourse. Even artificial languages that are
designed to be rigorously literal and precise aren’t purely adequate to the
facts, since scientific languages are motivated by the desires to understand
and to control, which add human spin and interpretation to proven theories and laws
of nature.
But let’s put aside that hyper-skepticism, to inquire about
fictions in the sense of stories that are intended
to depart somehow from the facts, as opposed to statements that are meant to be
factual but that nevertheless fail to be perfectly fact-based. Notice, though,
that there’s no such thing as pure fiction in that sense, since no one would
bother to tell a story that had nothing to do with reality. Even a lie that’s
therefore known to be false is told as if it were true to protect some hidden
interest. At most, a genuine fiction is a
story that’s entertained as true as we suspend our disbelief because we ought
to know the story is false in certain crucial respects.
Fear and Arrogance, Gods and Superheroes
What, then, motivated the first tall tales? Two impulses
seem likely influences on the invention of fiction: fear and arrogance. In so
far as nature was frightening, we escaped into soothing fantasies. Also, pride
in our accomplishments easily corrupts our character, leading to
overconfidence, and some of us are victims of the Dunning-Kruger effect,
meaning we’re often not smart enough to recognize our tendency to err, which
frees us to exaggerate our cognitive skills. We likely expressed such
ill-gotten pride by boasting in story form, identifying ourselves with our favourite
heroic characters. The former mechanism (fear) amounts to ignoring or
suppressing facts belonging especially to the external world that frightens us
because of its alienness or indifference to our preferences, while the latter
(arrogance) deviates from internal facts, from how we, too, fail to live up to
our conceits.
Prior to the rise of religious myths, shamans likely
authored the first fictions, based on their psychedelic experience which they used to divine means of reassuring their clan or tribe. Divination
in this respect makes for a peculiar hybrid, since the resulting narrative is
fear-based in that the motive is to compensate for some setback caused by the
natural environment which our prehistoric ancestors could only have presumed they
fully controlled, out of carefree arrogance. But the shaman’s narrative also
reports on the facts as he experiences them, these being, mind you, the facts
of his altered states of consciousness. If in deciding how to handle some
predicament, the shaman consults the spirits he sees while hallucinating, the
shaman’s advice won’t have been speculative or extravagantly theological so
much as protoscientific. He’ll have attempted to make sense of his immediate
experience rather like how the empiricist applies reason to explain ordinary
phenomena. The main difference, though, is that the altered states are private
and subjective, and thus they invite the interpreter to adopt a hermeneutic
stance of socialization rather than one of objectification. In short,
the altered states will seem alive because they originate from parts of the drug-taker’s
mind, and so the shaman will have personified and attempted to socialize with
them rather than treating the bizarre spectacles produced by the entheogen as inherently
insignificant rearrangements of matter.
Still, the shaman’s psychedelic advice would likely have
been motivated by some combination of fear and arrogance: fear of “dying by
astonishment,” as the psychedelic theorist Terrence McKenna spoke of the radical
implications of these altered states; and overweening pride of being the lone
individual in the group deemed mentally heroic (or socially isolated, artistic,
and half-psychotic) enough to overcome that fear and to engage with “the
spirits” to guide or heal the community. For example, suppose the Paleolithic clan
endures drought and calls on the shaman for a prediction of when the rain will
return. The shaman seeks, in turn, the wisdom of the spirits or of the
ancestors via the altered states of consciousness, thus undergoing a trauma
that ostracizes him, reinforcing whatever maladies he’d already exhibited for
the clan to have assigned him such a fool’s errand. Terror serves as his
artistic inspiration, overconfidence as the coping mechanism that allows him to
believe that deforming his mind is healthy or that entheogens can be mastered.
By socializing with the hallucinations, perhaps interpreting them as ancestral
spirits, the shaman copes with their strangeness which hints at the
narrow-mindedness of our sense of familiarity with the ordinary world.
The protoscientific secrets of divination and magic gave way
to the myths of organized religion as clans gathered and settled into
civilizations, and as the communal ethos of egalitarian pragmatism was replaced
with the “modern” culture of hierarchical exploitation. Whereas in a nomadic
tribe every member has to be relied on and thus deemed equally valuable, in a
kingdom or an empire, vast top-down control over society is conferred on a
minority of power elites who rationalize their undeserved status with self-serving
propaganda. In any case, much Neolithic fiction is didactic. For example, Africans told fables about the
trickster hero Anansi, an Odyssean spider who uses his wisdom to outwit
authorities. Anansi thus served as a model for African slaves who looked to
take advantage of their masters’ vices on the sly. Instructive myths of how
this or that part of nature was created, and thus of how the animals or the
seasons or a stage of life should be used to fulfill its purpose aren’t exactly
fictional in the foregoing sense. To be sure, such folklores prove nothing and typically
cater to prejudice, but for that reason they’re not merely entertained as true.
In so far as ignorance reigned on some subject, the cautionary myth or legend
filled the void and often transmitted sound advice.
The most egregious
quasi-fiction that’s been mistaken for profound truth is monotheism. Here the fiction is that absolute power over
others could be benevolently applied. The myth of an all-powerful creator God
is inspired by the universal family experience, since parents are godlike to
their children and yet don’t often abuse their dominant position. But that
analogy is deeply flawed, since children grow up and eventually oversee the affairs
of their elderly parents. This shift in status is reflected in the Garden of
Eden myth, in which God fears his creatures will become both all-knowing and
immortal, thus gaining the power to supplant him. Indeed, owing to their
historical omega-folk status as perennial victims and scapegoated
outsiders, Jews became too skeptical to be carried away with the theological
hype surrounding their religious myths. The climax of the Tanakh (the Hebrew
Bible) is the Book of Job, in which the lie is given to the conceit of
monotheism, to the notion that wisdom and morality should be expected of an
absolute monarch. How many times did Jews have to suffer the brunt of imperial
expansion by foreign empires for them to learn that almighty beings should be
feared but not respected and least of all loved! The Book of Job shows the
almighty Creator retreating to a nakedly amoral defense of his abuse of an
innocent man. The story is written in such a way that the reader, but not Job
himself, knows that the Creator was experimenting on Job with Satan, recalling
the political realism of polytheistic portrayals of gods as squabbling
aristocrats. As Jack Miles shows in God:
A Biography, Jews themselves take center stage in the remaining scriptural
narrative as God fades into the background in such books as Esther, Daniel, and
Nehemiah. “As the Tanakh ends,” writes Miles, “the mind of God has been
objectified in law, the action of God incarnated in leadership, and now,
finally, the voice of God transferred to prayer.” Mature Judaism is
functionally atheistic.
In any case, Christians and Muslims hyped the
core idea of a single, all-powerful God so that by now most monotheists are
absentminded in proclaiming their love for God while having no excuse for their failure to understand that monotheism is a work of
fiction. Again, fear and arrogance are chiefly responsible for originating the
myth that an almighty deity creates the natural order and seeks a special
relationship with us as his favourite creatures. Fear of nature’s fundamental lifelessness provokes the defensive
overreaction of socialization: we personify inhuman nature to avoid being
inflicted with hints of the world’s terrifying alienness, since such hints call
into question our security and contentment. And the arrogance of kings and
emperors compelled them to overlook the grotesque unreality of such a myth or
to deem themselves benevolent by definition, by identifying themselves with the
kingdom so that as long as they personally fared well in their palaces, with
their wealth and harems and sycophants, the peasants and slaves could have had
no cause to complain.
Of course, real almighty individuals, as opposed to the fake
ones worshipped in our organized religions, are too corrupted by their chance
to dominate others, to be able to tell the difference between good and evil or
to be interested in doing so. The notion that a tyrant should be loved for his
wisdom and benevolence is an outrageous affront to good sense, but the
monotheistic propagandists have a rejoinder to some such appeal to psychology
or to history: don’t think too much and just have faith; trust in the unseen,
not to mention in the heretofore dubious, and you’ll be rewarded in the world
to come. The call for religious faith,
however, should be equated precisely with the story-teller’s presumption that
his or her readers ought to suspend their
disbelief. Trusting in what would have to be a tyrant’s hidden
morality, grace, or parental tenderness should be akin to withholding pesky
doubts to enrich the reading experience. You want to enjoy a good story, so you
don’t treat fiction like a science textbook or like a business report. You
expect verisimilitude in fiction, but not exhaustive attention to realistic
details; at least, you assume the story departs from reality in some substantial
respects and you accept that inventiveness as long as the story is entertaining
or indirectly edifying.
If interpreted as
ironic or as telling subversive political truth in spite of itself, monotheism
is vindicated as that sort of fiction, since by piling on the praises of God’s
majestic greatness and various perfections, the Western myth refutes itself
with the preposterousness of its central conceit. Needless to say, absolute power is bound to corrupt the monarch, so an all-powerful God would be like the infantile tyrants that
have made hideous, embarrassing spectacles of themselves in human
dictatorships. As Thomas Hobbes pointed out, that’s the whole point of centralized
power: to create a monster to scare the masses into submission, by way of
avoiding a return to animal life in the state of nature. Alas, the enjoyment of fiction isn’t meant to be a con. You
purchase the story itself, not some promised reward bestowed only after you die,
and you suspend disbelief in fiction for the fun of it, not to avoid being
ostracized as in mainstream religion.
Secular society hardly abandons this pernicious
crypto-fiction, as is presently clear from how pop cultural superheroes fulfill
the role of almighty God. Instead of an invisible sky-god protecting his chosen
people for the greater good, we have a plethora of Hollywood stories of how
individuals with superpowers divide into opposing camps, some being selfless
and morally responsible, others being malicious and predatory, as though some
Daoist logic of dualism had to be at work. While the comic books and movies
gesture towards pseudoscientific explanations of how the powers work, seldom do
these narratives consider the extent to which the very notion of a superhero is
an oxymoronic fantasy. Again, we have some dubious role models such as
philanthropic billionaires (Bill Gates, George Soros, Richard Branson, and so
on), heroes who might as well be super because of the staggering economic
inequality, and who charitably dispose of their wealth. No such wealth, though,
is ever ethically obtained in the first place, so an abundance of charity on
the part of billionaires would only balance the scale to a standpoint of moral
neutrality, not establish that the philanthropists (and erstwhile robber
barons) should be praised as heroes. Moreover, as Anand Giridharadas shows in Winner Take All: The Elite Charade of
Changing the World, these real-life “superheroes” are one and all neoliberal, meaning that their
selflessness goes only so far in that they see no need for radical, systemic
solutions or revolutions to aid the powerless masses. These wealthy do-gooders
defend not so much the helpless victims of capitalism (as they should if the
comic book and cinematic tales of superheroes weren’t fantasies), but the
economic and political system they exploited to dominate the marketplace. At
Davos, for example, these philanthropists laugh at the call for raising taxes
on the rich.
Plato’s Ring of Gyges thought experiment tells us
practically all we need to know about the reality of superpower. Would you
trust anyone, including yourself with the power of invisibility, and thus the
chance to sin with impunity? Wouldn’t you inevitably abuse that power at some
point, assuming you have the intelligence to pursue your interests and some
understanding of how the real world works? At that point, wouldn’t all the good
intentions of your slave morality crumble before your growing lust to gain the
advantage over those who could no longer stand in your way? Perhaps the tens of
millions of secularists around the world—from China to the United States—watch
these Marvel movies only as escapist fantasies. We long for a world in which
superpower weren’t a self-destructive devil’s bargain by way of being corrosive
to character, even as we have a sterling example of the discouraging reality in
the figure of President Trump. China, too, is supposed to be highly
meritocratic but is instead rife with corruption, as is Russia, where the
leaders entrench their power and lose sight of the greater good; more
precisely, leaders like Putin and Xi Jinping come to believe that the notion of
a greater good is the real fairytale, that a Nietzschean will to power is the
only reality. Just as monotheism served
as propaganda for theocracies, the spectacle of sci-fi superheroes who
miraculously use their power only for good is plainly meant to justify the rise
of nominally-secular, naturally self-destructive oligarchies and transnational
corporations. To the extent that
the comic book hero is an American invention, the hype is supposed to highlight
especially miraculous America, with its “manifest destiny” to serve as a force
for good, in contrast to all the evil regimes. Perhaps President Trump wouldn’t
have even his minority base of working-class supporters if the myth of
superheroes weren’t so widespread, since they do revere him as some glorious combo
of Batman and the Incredible Hulk.
The Self as Primal Story
There is, however, a fiction underlying these myths, and
that’s the story of the self. We’re voracious consumers of fictional
narratives, because we’re made of them. By consuming art, we add to the artwork
of our selves. To be sure, we have a biological substrate. The cerebral cortex
evolved and gave us executive control over some of our neural and bodily
functions. We learned to crystallize that control with language, and that
allowed us to see our way past given environments so that we wouldn’t have to
adapt to them but could take the initiative and create artificial refuges. Instead of having to be instinctive and slavishly realistic,
we could generalize and idealize on the basis of a creative vision of how the
world should have been. Thus we have a tragic existential calling to be godlike.
But as I explain elsewhere, that
evolved brainpower threatened to mire us in horror by compelling us to recognize
our godlike autonomy. For some tens of thousands of years, we’ve been the dominant
superheroes of the animal kingdom. Instead of respecting or saving lesser life forms,
of course we’ve been ravaging the planet and perpetrating holocausts because superpower
is a trap that turns fools into villains while true heroes withdraw, to some
extent, as ascetics. Regardless, we cope with the knowledge that we’re godlike
in being relatively free from nature, with the potential to create artificial
worlds, and we do so by establishing our subjective boundaries or what the
philosopher Marya Schachtman calls our “diachronic unity.” We unify ourselves across time by inventing the self in the
first place, narrating it into being.
The brain generates our autonomy, technoscience, and other
superpowers, but in so far as the mind is like a computer program running on
that hardware, the mind writes itself, interpreting its conduct and situations
according to a preferred outlook, one that typically presents in the best light
the characters the mind plays. We continually tell the story of our life,
adding to it as problems arise or presupposing the story in the back of our
mind. As I’ve argued elsewhere, consciousness is just a series of higher-order
thoughts (the ones with some executive control over our lower impulses or with
which we’re most proud to identify), together with the frisson of delighting in
such apparent autonomy. Thus, the personal self is bound by our overarching narratives,
by those that best make sense of our most characteristic higher-order thoughts.
In other words, our most persistent
thoughts are meaningful in light of their coherence in a worldview that
supplies their context. That worldview is the story that both explains how our
character formed and why we act as we do, and
judges that character, typically by glorifying it with much biased belittling
of our faults and underestimation of the role of luck in our successes and failures.
So the terror and hubris behind story-telling begin early
indeed, with the story that creates the author of all our other tales. Who
tells the tale of each self if the self doesn’t preexist its narration? The
story and the author develop gradually together, helped along by the lessons
provided by our parents and by the behaviour automated by our brain. As Ernest
Becker explains in The Denial of Death,
we fear our growing freedom as we’re forced out of childhood innocence, and so
we construct our ego to interface with the world that doesn’t always respect
our desire for sovereignty. Once we reach adulthood—both psychologically and
historically (with the advent of behavioural modernity)—and have some
established personal identity, we tell and consume stories that cohere with
that identity, avoiding cognitive dissonance at all costs. We end up flattering
ourselves, corrupted by the artistic freedom to write our preferred
self-narrative. We thus project ourselves into the model characters we wish to
play, including the gods and heroes from our society’s culture. Religions and
corporate dream factories facilitate the catharsis with rituals to bond you to
your chosen idol, as in the Eucharist ceremony or by presenting you with Disney
merchandise to celebrate your favourite movie characters.
All of which raises the question whether there’s some
superior, posthuman way of telling stories, some motive other than fear
or arrogance out of which a noble self might be forged. Nietzsche called for authentic
acceptance of reality as will to power, but that will hardly do, because the creative
path is plainly anti-natural. Power games are for animals or for pseudo-gods
that are really just animals, as in tyrants that pretend to be superheroes. Is
there a sustainable anti-natural self, a type of person that transcends the
world by seeing through it to create a better place, one less horrific than
monstrous, amoral nature? Must creativity be based on some combination of fear
or arrogance? A pure creator would have
only aesthetic values, in which case the motives to create both the self and
its world would include disgust for ugliness and for clichés, and a humble longing
to fulfill and to be enraptured by a transcendent vision.
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